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Paper Number KCB-WP-2025-011
Title Costs of Capital and InvestmentDecisions
Title(Other)
Author Inmoo Lee
Publisher KAIST College of Business
Abstract Graham (2022) shows that the Capital Asset Pricing Model (CAPM) is the most widely
used approach to estimate the cost of capital (CoC). However, in a recent article, Hommel,
Landier, and Thesmar (2023) present evidence that among various discounting techniques
used to predict actual market prices, an implied cost of capital (ICC) approach significantly
outperforms discounting methods based on CAPM or multi-factor models. This paper studies
whether firms’ investment decisions are associated with the level of the cost of capital
(CoC) estimate using these two methods of estimating CoCs, ICC- and CAPM-based CoC
estimates. The paper also investigates whether post-investment stock performance is associated
with the levels of two CoC estimates. The results show that both ICC- and CAPM-based
CoC estimates are significantly negatively associated with capital expenditure changes, but
post-investment stock performance is more closely associated with ICC-based CoC estimates
than with CAPM-based estimates, after controlling for known factors affecting investment
decisions and performance. The results suggest that ICC-based CoC estimates can be a
more desirable CoC estimate than CAPM-based estimates, which are shown to be the most
widely used.
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Contact : Kim, HaengRan ( hrkim@business.kaist.ac.kr )
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